Wall Street Securities Fraud Defense Attorneys
Located in the heart of New York’s financial district, the firm of Miedel & Mysliwiec LLP defends clients against a full range of securities fraud accusations, including:
- Misrepresentations and omissions
- Unauthorized trading
- Overconcentration of investments
- Margin violations
- Market manipulation
- Insider trading
- Breach of contract
- Breach of fiduciary duty
- Failure to execute
- Conversion and theft
SEC, FDIC, FINRA Investigation Defense
An investigation is not an indictment. If your attorney properly addresses charges in the investigation phase, charges may never even be brought against you. The attorneys at Miedel & Mysliwiec LLP are knowledgeable and experienced in defending against investigations and enforcement actions by regulatory agencies such as the Securities and Exchange Commission (SEC), Federal Deposit Insurance Corp. (FDIC), Financial Industry Regulatory Authority (FINRA) and others.
Even though we are a small firm, we have a history of successfully defending against regulatory investigations because we are not afraid to fight, to go to trial and to litigate when it is required to achieve the best outcome.
A track record of effectiveness is always a law firm’s best credential.